WealthManagement.com “Ten to Watch”: The “Ten to Watch” list recognizes individuals who are expected to make a significant impact on the wealth management industry in the coming year. Criteria include professional accomplishments, leadership, and influence in the field. This recognition is not an endorsement and is not indicative of future investment performance.
InvestmentNews “Hot List”: The InvestmentNews Hot List identifies professionals who have made significant contributions to the financial advice industry. Selection is based on nominations and a review by the InvestmentNews editorial team. This recognition does not evaluate the quality of services provided to clients and should not be construed as a testimonial.
Financial Planning “Fastest-Growing RIAs”: The Financial Planning “Top 20 fastest-growing RIAs” list was compiled by the data and lead generation firm AdvizorPro. The rankings reveal the 20 retail wealth management-focused RIAs where assets under management (AUM) jumped at the highest compound annual growth rate over approximately the past 12 months. AdvizorPro calculated this growth by comparing the latest figures from firms’ Form ADV filings with the Securities and Exchange Commission to those from a year prior. The rankings exclude smaller RIAs with less than $500 million in AUM and those that do not focus on retail wealth management clients. Because RIAs typically file one Form ADV each March, their current AUM, employee, and investment advisory representative headcounts may differ from the published ranking figures. This recognition is not an endorsement and is not indicative of future investment performance.